A Sound 
Fiduciary Process for 
Qualified Retirement Plans 



QBOX Boxes of Responsibility Process
We Make It SIMPLE 



As an independent Registered Investment Advisory (RIA) firm, we have a fiduciary duty to provide advice or options that are in the participant’s best interest.  Our service model is best visualized through the QBOX “Boxes of Responsibility” which clarifies each Service Provider's:
  • Roles and relationships 
  • Fiduciary status
  • Services 
  • Fees 
This illustrates how the service providers combined and interconnected actions achieve the plan sponsor's desired outcome.

Services 
We provide for our clients


We do it: ERISA 3(38) Services
We help: ERISA 3(21) Services

Our Partners Include:
  • The Independent RIA and RIA Firms
  • Institutional Money Managers
  • Custodians 
  • Recordkeepers and Third Party Administration Firms