A Sound Fiduciary Process for Qualified Retirement Plans

QBOX Boxes of Responsibility Process


As an independent Registered Investment Advisory (RIA) firm, we have a fiduciary duty to provide advice or options that are in the participant’s best interest. Our service model is best visualized through the QBOX “Boxes of Responsibility” which clarifies each Service Provider's:

  • Roles and relationships

  • Fiduciary status

  • Services

  • Fees

This illustrates how the service providers combined and interconnected actions achieve the plan sponsor's desired outcome.

Our Partners

  • The Independent RIA and RIA Firms

  • Institutional Money Managers

  • Custodians

  • Recordkeepers and Third Party Administration Firms